PLEASE NOTE: The information being provided is strictly as a courtesy. We make no representation as to the completeness or accuracy of information provided nor to the appropriateness to your situation of any recommendations contained therein. When you access one of these sites, you are leaving this company’s web-site and assume total responsibility and risk for your use of the sites you are linking to.
A registered investment advisor agent may only transact business in a particular state after licensure or satisfying qualifications requirements of that state, or only if they are excluded or exempted from the investment adviser or IA rep requirements, as the case may be; and follow-up, individualized responses to consumers in a particular state by investment adviser or IA rep that involve either the effecting or attempting to effect transactions in securities or the rendering of personalized investment advice for compensation, as the case may be, shall not be made without first complying with the state's investment adviser or IA rep requirements, or pursuant to an applicable state exemption or exclusion. For information concerning the licensure status of a registered investment adviser or IA rep, a consumer should contact his or her stated securities law administrator. Access to this website is directed only to individuals residing in states where we are currently registered.
